Title: Sentence Calculation
Category: Offender Management
Version: 02
Implement Date: 4 May 2011
Application: Custodial Operations/Probation and Parole
Availability: Public
Authority
Manual
Appendices and Forms
Procedures
Ownership: Offender Intervention Services
To provide a process and minimum standards for staff managing warrants and/or other orders issued by a court or by a parole board, and for calculation of those orders in line with state, national and international standards.
Standard Minimum Rules for the Treatment of Prisoners - United Nations
Part I - Rules of General Application; Section 7. Parts (1) (A), (B), (C) & (2)
Standard Guidelines for Corrections in Australia
Standard Guidelines for Community Corrections; Sections 1.1, 1.2, 1.4, 1.8, 6.3.
Standard Guidelines for Prisons; Sections 1.1, 1.18, 1.19, 1.20, 2.57, 5.18, 5.19, 5.20, 5.21, 5.22.
Legislation
There is a multitude of legislation, both State and Federal governing the calculation of prisoner sentences. The following are those most often applied.
Penalties and Sentences Act 1992, ss. 159A, 161B(2), 188
Sentence calculation is a core agency business to ensure that the orders of the court are enforced by establishing release and eligibility dates.
It is important that an offender's sentence calculation is correct, to ensure that the offender-
Staff responsible for completing and verifying offenders' sentence calculations, are to ensure that each calculation is completed in accordance with endorsed practice.
The intent of a sentence calculation is to correctly record and accurately calculate the offender's-
The objectives of the sentence calculation process are-
Underpinning these objectives, staff are required to-
For additional support when required contact SentenceCalcuationReferral@dcs.qld.gov.au
When an offender is either initially admitted into custody, as a sentenced offender or as a remand prisoner:
The Reception Store Supervisor is responsible to-
Refer procedure - Admission
When an offender is returned to custody upon the suspension or cancellation of a parole order, or after the apprehension of an offender following the offender's escape from QCS custody:
The Reception Store Supervisor is responsible to-
Refer administrative form - Information for Reception Officers
Refer procedure - Offender File Management (in-confidence)
The Queensland Police Service Watch House List must be carefully scrutinised by officers nominated by the General Manager to ascertain whether any listed offender has previously been supervised by QCS and if so, the receiving centre must contact central archives to request the hard copy files.
Where an offender on parole is returned to secure custody on remand for other matters, but prior to the parole order being suspended, the Senior Advisor, Sentence Management at the correctional centre the offender is admitted to, must liaise with the District Manager of the Probation and Parole Office to arrange for the immediate transfer of the offender's file.
Should an offender arrive at a centre without their offender file, the offender may be admitted into the correctional centre provided that the reception officer can confirm that-
When an offender is transferred from one centre to another, the offender's physical file containing the relevant orders of imprisonment required to detain the offender, must accompany the offender to the receiving centre. Should an offender arrive without their offender file, the offender may be admitted into the correctional centre providing-
Whenever a file moves between locations, the transfer must be recorded on Recfind.
All orders of imprisonment are to be placed on the offender file. They should not be removed. The only exception is when an original order is returned to court for a correction. In these instances a duplicate copy must temporarily replace that order on the offender physical file.
Each order is to be clearly numbered, in the top right hand corner with the charge number as it appears on the sentence calculation report. Remand warrants are also to be numbered preceded by the letter R.
Where an order or remand warrant is replaced by another, the original order or remand warrant is to be ruled through and marked “replaced” and attached to the new order.
Where an order is changed because of an appeal, the original order is to be ruled through and marked “refer to attached appeal order”.
A sentencing transcript and QP9 must be filed with the relevant verdict and judgment record. Other sentencing documents, including pre-sentence custody certificates, are to be filed on the offender file but not integrated with the actual orders of imprisonment. They should, however, be cross-referred to the relevant orders of imprisonment such as, e.g. “this document refers to [charge 8 or charges 8 to 10].
In addition to ensuring all original sentence administration documentation is filed correctly on the offender's hard copy file, these documents (with the exception of QP9s) are also to be scanned and attached to the offender's Electronic IOMS file within the Sentence Administration Attachments section. All superseded orders are to be deleted from within this attachments section.
Refer procedure - Offender File Management (in-confidence)
Refer administrative form - IOMS Document Attachment Naming Conventions
All documents relating to an offender's sentencing must be placed on the offender's physical file and a scanned copy placed on the offender electronic IOMS record under the Sentence Administration Attachments section. Those documents will include but are not limited to:
Refer procedure - Offender File Management (in-confidence)
The Sentence Calculation and Administration Manual outlines the sentence calculations required when an offender is initially admitted into custody, returned to custody upon the suspension or cancellation of a parole order, or apprehended following escape from QCS custody.
Documents from court:
Refer Sentence Calculation and Administration Manual Part 1.1
Warrants issued by QCS or the Parole Board
Refer Sentence Calculation and Administration Manual Part 1.1
Refer procedure - Admission
Refer administrative form - Information for Reception Officers
All orders of imprisonment, including remand warrants issued by a court or orders of imprisonment in default of the payment of fines must be recorded in IOMS - Warrants and Offences.
Warrants must be scanned and attached to the offender's IOMS record. Scanning and attaching sentence administration documentation by sentence management staff is to occur as soon as possible from receipt of the documents. Guidelines for the method of entering data into IOMS - Warrants and Offences are located on the IOMS Learning Material pages - Enter Warrants
For information pertaining to orders that do not detain a person in QCS custody refer Sentence Calculation and Administration Manual Part 1.1
When entering an order or warrant into IOMS, particular care must be given to the matters below.
Where the wording of the charge does not directly relate to an approved offence code, staff must refer to the Act and Section that the charge was made under. If the details are still unclear, the matter is to be referred to the Supervisor, Sentence Management Unit who may then refer it to the prosecuting authority.
An offence is only to be coded as “offence otherwise unknown” as a last resort. The Supervisor, Sentence Administration Unit must be notified prior to this action being taken.
If the offence constitutes an offence type that is not currently provided for in IOMS, refer the matter to the Supervisor, Sentence Management Unit for resolution.
The Sentence Management Unit, in consultation with Operational Support Services and Information Management, will coordinate the addition of new offence codes in IOMS.
IOMS offence codes, refer Sentence Calculation and Administration Manual Part 6.6
The offence details field is to include the date and place of the offence/s as well as other remarks about the offence such as whether it was an “attempted” offence or an offence “with aggravating circumstances”. If an offence is coded as “offence otherwise unknown”, the actual wording of the charge must be recorded in the offence details field.
The sentence calculation officer at the correctional centre is responsible for ensuring appropriate offence flags have been activated. The Supervisors within the Sentence Administration Unit are to check the accuracy of the set flags during the verification of the sentence calculation.
When processing court and police documents, always enter aliases on these documents into IOMS to assist with further matching of the offender and documents from other agencies. This should be completed during reception or following receipt of further information.
The calculation of an offender's sentence must be completed in accordance with the guidelines and rules provided in the Sentence Calculation and Administration Manual
Where a sentence calculation is complex involving multiple sentences and/or variants the officer calculating the sentence is to complete a manual sentence calculation prior to calculating the sentence in IOMS. The manual calculation is to determine:
A manual calculation will also assist in identifying the calculation of periods of time not served and pre-sentence custody to be applied against the applicable term of imprisonment.
Manual calculations for simple sentences such as single orders would be limited to a mathematical calculation of the period of imprisonment, the fulltime and custodial end dates and, if applicable, the calculation of the default parole date. More complex sentences such as those including multiple terms of imprisonment, various cumulative directions and the application of variants require a detailed “time-line” type calculation.
The manual calculation is to be retained with the sentence calculation report on the offender's file to assist the checking officer and for subsequent review and audit processes.
When an offender is convicted and sentenced by a District or Supreme Court, the verdict and judgment record issued by the court is to be cross-checked against the sentencing transcript. In cases where an offender has appealed against their conviction and/or sentence, a copy of the Order of Appeal and transcript is to be obtained from the Queensland Supreme Court of Appeal.
Refer Sentence Calculation and Administration Manual Part 1.14
Correctional centre staff are responsible for monitoring the receipt of court transcripts, including those issued by Court of Appeal. Staff are to use the IOMS Events Manager to ensure the timely receipt and follow up of these documents. Staff are to use the IOMS Event Manager - Offender Administration Event Category to set a date one month into the future, unless discharge or transfer to probation and parole supervision is to occur prior to that date to follow up outstanding transcripts.
Until the cross-check is completed, the sentence calculation report is to be annotated, “sentence is subject to validation with the sentencing transcript”. A sentencing transcript is to be formally requested if it is not received within one-month of sentencing. However, if less than one month is remaining before the offender is to be discharged or transferred to probation and parole supervision, the request must be made immediately.
Refer administrative form - Request for Sentencing Transcript
Upon receipt of the sentencing transcript correctional centre staff are to scan and attach this document to the offender's IOMS record. When the verdict and judgment record is checked as correct against the sentencing transcript, the sentence calculation report is to be annotated to that effect by correctional centre staff and a notification forwarded to the relevant Supervisor within the Sentence Administration Unit.
If the sentencing transcript differs from the verdict and judgment record the matter must be referred immediately to the Office of Public Prosecutions prosecuting authority.
Refer Sentence Calculation and Administration Manual Part 1.13
Refer administrative form - IOMS Document Attachment Naming Convention
If the sentencing transcript records that the court has ordered that a report be provided to Queensland Corrective Services and it has not been received, the court must be contacted and a copy of the report obtained. The court report must be scanned and attached to IOMS, and the senior psychologist or equivalent be notified that the report has been received, unless it contains confidential intelligence which must immediately be forwarded to the intelligence officer.
Refer administrative form - IOMS Document Attachment Naming Conventions
Each sentence calculation must be verified by a Supervisor within the Sentence Administration Unit. This includes each time a new calculation is created or an existing calculation is amended. The verification of a sentence calculation must be completed as soon as possible unless, when the sentence calculation is completed, immediate release is indicated. In this instance the General Manager of the Correctional facility and the Manager, Sentence Administration Unit are to be immediately notified.
The verification of a sentence calculation must ensure that:
The Supervisor who verifies the sentence calculation is to certify that the sentence calculation has been completed correctly making a notation in the sentence calculation comments box.
Following certification that a sentence calculation is correct, the offender is to be advised and is to be given a copy of the sentence calculation report by a member of the correctional centre Sentence Management Team. The offender is to acknowledge the advice and that they received a copy of their sentence calculation, by signing a receipt which is to be retained on the offender's file. Where applicable, the offender should also be informed that the calculation will be again checked following receipt of the sentencing transcript.
An offender should, wherever possible, be retained at the centre completing the sentence calculation until it has been verified as correct, and a copy of the sentence calculation has been provided to the offender. If an offender must be transferred, the sending centre must ensure that the receiving centre is aware of all outstanding issues.
The attached Sentence Calculation Checklist is to be used by custodial centres to support the individual sentence calculation process. This checklist ensures that all factors have been considered and checked when a calculation is being made.
The offender's physical file is not to be put away until the sentence calculation checklist has been attached, while ensuring compliance with principles of secure file management and Privacy Legislation. Where an outstanding issue in relation to an offender's sentence calculation may exist, e.g. awaiting response from court or prosecutor, the Supervisor Sentence Calculation or Supervisor Sentence Administration (dependant on regional area), may authorise for the file to be put away providing that he or she is satisfied that necessary actions to further pursue the matter have been taken.
Refer Administrative Form Sentence Calculation Checklist
Refer Information Privacy Act (2009)
The Sentence Administration Unit is to maintain a sentence calculation referral process. This process is to enable the agency to refer the following types of matters for independent and/or legal advice:
The referral process should not to be used to circumvent the process of checking the sentence calculation at a centre level.
The Agency's memorandum format is to be used for all sentence calculation referrals. The referral must be emailed to the SentenceCalcuationReferral@dcs.qld.gov.au and must be signed by the Supervisor Sentence Calculation or Supervisor Sentence Administration (dependant on regional area) who will assess the referral and forward to the Manager of the Sentence Management Unit to advance the request for assistance with the issue.
Copies of the offender's sentence calculation report/s and all relevant orders of imprisonment, sentencing transcripts and other associated documents are to be attached to the memorandum.
In completing a sentence calculation, sentence management staff must comply with the court's orders regardless of whether they may appear contrary to law.
The process for completing sentence calculation while seeking clarification of the order and resolving matters with the court registry is provided in the Sentence Calculation and Administration Manual Part 1.13
The process for re-opening a sentence is provided in the Sentence Calculation and Administration Manual Part 1.13
Correctional centres are to maintain the IOMS Events Manager to monitor an offender's:
Where an offender is held in custody solely as a remand prisoner and is then transferred to a court to have all remand matters dealt with, the offender should be transferred to the court as an “ordinary” prisoner with the following qualification: “If granted immediate court ordered parole please contact the centre”. Unless advised to the contrary, the centre is not required to undertake any further follow-up action.
An offender is also to be regarded as an ordinary prisoner where s/he is currently serving a period of imprisonment and whose court ordered parole date has passed but the prisoner is held in custody for remand matters (refer CSA s. 199).
The above also applies where the offender's court ordered parole date falls on the court date for the remand matters.
An offender is to be transferred to court as an “irrespective prisoner” when:
Following the appearance of an “irrespective” prisoner in court the offender's placement centre is to ensure the timely receipt of any further orders issued as a consequence of that court appearance.
If the results have not been received, and there is less than 7 days remaining on the orders holding the prisoner in custody, the centre must complete the Urgent Court Result Required form. If no further orders are received the offender must be discharged on the expiration date of the current orders detaining the offender.
In those circumstances where a prisoner is returned from court late in the day and staff are unable to ascertain whether or not a prisoner should continue to be detained, urgent advice is to be sought from the Sentence Administration Unit. Advice can be sought from the Sentence Administration Unit, between Monday and Friday until 6pm.
After 6:00pm advice should be sought through the General Manager or Duty Manager who is responsible for seeking advice from the General Manager, Sentence Management and Administration Branch.
A presentence custody certificate must be prepared for all offenders appearing in court for sentencing in accordance with section 159A of the Penalties and Sentences Act 1992.
A presentence custody certificate must be created on the day that an offender is remanded in custody and amended as required. The certificate must be saved as an attachment on IOMS within the Sentence Administration Attachments section.
Refer administrative form - IOMS Document Attachment Naming Conventions
Several factors must be considered when preparing a presentence custody certificate. Refer Sentence Calculation and Administration Manual Part 1.5
The following actions are to be taken after receipt of the court order if the offender is not in custody at the time of sentencing.
The probation and parole officer responsible for supervising the offender is to confirm that the offender had not been in custody at the time of sentencing and scan and attach a copy of all orders of imprisonment received from the court to the offender's IOMS file and notify the Probation and Parole SCAL email address;
The sentence calculation and draft parole order will be raised before the offender is moved out of the correctional centre and transferred to the probation and parole office.
If the probation and parole officer responsible for supervising the offender determines that the offender was in custody at the time of sentencing, the orders of imprisonment received from the court are to be scanned to the offenders' IOMS record and an email sent to the Senior Advisor, Sentence Management of that placement centre. The probation and parole officer should also immediately contact the centre in receipt of those orders, to ensure that undue contact with the court staff is prevented.
As the officer responsible for coordinating the approval of the Queensland Parole Board to register an interstate parole order in Queensland, the Adviser, Operations, Probation and Parole Directorate is responsible for ensuring that:
Once the sentence calculation is verified the Adviser, Operations, within Probation and Parole is notified and the Advisor, Operations will advise the relevant Probation and Parole district office by email.
The Sentence Administration Unit is to ensure that appropriate standards of training and support are provided to all relevant staff as a consequence of:
As part of their supervisory and staff skilling responsibilities, Senior Advisors, Sentence Management located within Correctional Centres are to ensure that all Sentence Management staff are skilled in basic sentence calculation practice, which includes the ability to:
This on the job coaching is in addition to the formal sentence calculation training staff will receive from the QCS Academy.
The Sentence Calculation and Administration Manual is maintained by the Offender Intervention Services Directorate.
General Managers of corrective services facilities must ensure that all staff engaged in sentence calculation activities have reviewed and understand the contents of this manual. Staff are to be given access to the formal Sentence Calculation training available via the QCS Academy.
KELVIN ANDERSON
Commissioner
04/05/2011 Version 02 -17/05/2010 Version 01 - 08/10/2003 Version 0